The Mortgage Matters Partnership was a mortgage and insurance broker authorised by the FCA and declared default after unsuitable advice.

Collateral UK was providing financial services, however, not authorised by the FCA despite the FCA register stating it was authorised.

John Dyer (Life & Pensions) entered liquidation and had been involved in advising pension transfers for British Steel Pension members.

Allan McRoberts, trading as AM Wealth Management Services, had four complaints upheld relating to Harlequin SIPP investments.